CSI CSC1 : Canadian Securities Course Exam 1

Pass CSC1 Exam Cram

Exam Code: CSC1

Exam Name: Canadian Securities Course Exam 1

Updated: Sep 29, 2026

Q & A: 100 Questions and Answers

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CSI CSC1 Exam Syllabus Topics:
SectionObjectives
Topic 1: Canadian Financial Markets and Economic Environment- Structure of capital markets and financial system
  • 1. Money markets and capital markets overview
    • 2. Primary and secondary markets functions
      - Economic fundamentals
      • 1. Monetary policy and fiscal policy basics
        • 2. Macroeconomic indicators and cycles
          Topic 2: Equity Securities- Common and preferred shares
          • 1. Equity valuation fundamentals
            • 2. Market indices and trading basics
              Topic 3: Fixed Income Securities- Debt instruments
              • 1. Interest rates and bond pricing basics
                • 2. Bonds and debentures characteristics
                  CSI Canadian Securities Course Exam 1 Sample Questions:
                  Question #1

                  Based on market capitalization. which sector of the SSP.'TSX Composite index has one of the highest weightings withinthe index?

                  • A. Information technology
                  • B. Utilities
                  • C. Energy
                  • D. Health care
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #2

                  ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

                  • A. $55
                  • B. $63
                  • C. $53
                  • D. $57
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #3

                  What actions can a government take to lower a $40billionnational deficit?

                  • A. Increase interest rates.
                  • B. Increase government spending.
                  • C. Increase taxation
                  • D. Decrease taxation
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #4

                  An investor wants to gain exposure to the Canadian stock market with minimal risk exposure. What is the test financial instrument for this investor?

                  • A. Index exchange-trace fund.
                  • B. Canadian bank preferred shares.
                  • C. Index-linked guaranteed investment certificate.
                  • D. Call option.
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #5

                  Where docs primary responsibility for gatekeeping inthe securities industry reside?

                  • A. With the CIRO dealer members and all Their employees
                  • B. With the provincial securities regulators.
                  • C. With OS FI
                  • D. With the market surveillance Division of CIRO.
                  Reveal Solution  Discussion  0

                  Correct Answer: A  🗳️

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